Regulatory Assistance and Business Plans

Financial institutions are highly regulated.  In the course of the regulatory process, it is not unusual for a financial institution to be the recipient of a memorandum of understanding or a cease and desist order.  Frequently, these mandates include the development of a business plan that would include financial projections, a management study or a staffing review to assist the financial institution improve regulatory compliance.

TKG helps financial institutions address regulatory issues and emerge from the regulatory scrutiny by satisfying one or more articles within a regulatory order.  Our significant and unique experience with different types of financial institutions from many regions gives us the tools to satisfy the regulators while simultaneously adding value in how the institution operates on a going forward basis.  We have performed regulator-mandated business planning, capital plans, management studies, efficiency studies, and staffing reviews.

What TKG Offers:

n            Business and capital planning, management studies and reviews, efficiency studies, board and/or staffing reviews.

n            TKG has been approved by a number of regulators to perform these studies in past engagements.

How You Benefit:

n            Management can focus on other areas of the regulatory action, having confidence that the portion assigned to TKG will be completed in the required timeframe.

n            TKG focuses not only on satisfying the regulatory action, but adding value to the client by helping improve future operations.